SouthCol Advisors, LLC Privacy Policy

SouthCol Advisors, LLC (“SouthCol”) is committed to client confidentiality and the protection of your privacy. The following information is provided, as required by law, to help you understand our privacy policy and how we will handle and maintain confidential personal information as we fulfill our obligations to protect your privacy. “Personal information” refers to the non-public financial information obtained by SouthCol in connection with carrying out our services.

Information We Collect
SouthCol collects personal information as part of our relationship with you, to provide client services and fulfill legal and regulatory requirements. The type of information SouthCol collects may include:

  • Information SouthCol receives from you on forms (such as name, address, Social Security number, profile documents, assets and income);
  • Information you provide SouthCol directly about your personal finances or personal circumstances or which SouthCol may receive from brokerage statements or other information you authorize SouthCol to receive.

Information Disclosed in Administering Products and Services
SouthCol will not disclose personal information about current or former clients to non-affiliated third parties except as permitted or required by law. SouthCol does not sell any personal information about you to any third-party. SouthCol will not disclose personal information without your authorization, except as required or permitted by law.

Procedures to Protect Confidentiality and Security of Your Personal Information
SouthCol has procedures in place that limit access to personal information to those employees who need to know such information in order to perform business services. In addition, SouthCol maintains physical, electronic and procedural safeguards to guard your non-public personal information.

SouthCol will update its policy and procedures when necessary to ensure that your privacy is maintained and that SouthCol conducts business in a way that fulfills our commitment to you. If SouthCol makes any material changes in its privacy policy, we will make that information available to clients through our Web site and/or other communications.